• Protocol

Approved Establishments Scottish National Protocol

Content: Protocol

14. Annex 1

Table 1. Commodities and activities that require approval

ProductRelevant Annex of 853/2004Establishment TypeOperation for which establishment may be approvedCA
Red Meat Annex III, Section I AbattoirSlaughter of Domestic UngulatesFSS
Red MeatAnnex III, Section ICutting PlantRed Meat CuttingFSS
Poultry and Lagomorphs Annex III, Section I AbbatoirSlaughter of Poultry and Lagomorphs FSS
Poultry and Lagomorphs Annex III, Section II Cutting PlantCutting of Poultry and Lagomorphs FSS
Farmed GameAnnex III, Section III AbbatoirSlaughter of Farmed Game FSS
Wild GameAnnex III, Section IVGame Handling EstablishmentProcessing of Wild GameFSS
Minced meat, meat preparations and mechanically separated meatAnnex III, Section VProcessing PlantProducing minced meat, meat preparations and mechanically separated meatLA (FSS if co-located with Slaughter or Cutting)
Meat productsAnnex III, Section VIProcessing PlantProduction of meat productsLA (FSS if co-located with Slaughter or Cutting)
Live Bivalve MolluscsAnnex III, Section VIIDispatch CentreReception, conditioning, washing, cleaning, grading, wrapping and packaging of LBMsLA
Live Bivalve MolluscsAnnex III, Section VIIPurification CentrePurification of LBMs in tanks fed by clean seawater for the time necessary to reduce contamination to make them fit for human consumptionLA
Fishery productsAnnex III, Section VIIIFactory vesselFilleting, slicing, skinning, shelling, shucking, mincing or processing of fishery products on boardLA
Fishery productsAnnex III, Section VIIIFreezing vesselFreezing of fishery products after bleeding, heading, gutting, and removal of fins and, where necessary, followed by wrapping or packaging.LA
Fishery productsAnnex III, Section VIIIProcessing PlantProcessing of fishery productsLA
Fishery productsAnnex III, Section VIIIFresh fishery products PlantHandling of unprocessed fishery products that have not undergone any treatment to ensure preservation other than chillingLA
Fishery productsAnnex III, Section VIIIAuction hallStoring and displaying of fishery products for auction saleLA
Raw Milk & Dairy ProductsAnnex III, Section IXCollection centreCollection of raw milk where it is cooled and filteredLA
Raw Milk & Dairy ProductsAnnex III, Section IXProcessing PlantTreating, processing and/or wrapping of dairy products (milk or any milk- based product) LA
Eggs and Egg Products Annex III, Section XPacking Centre Packing and grading of eggs by quality and weight LA
Eggs and Egg Products Annex III, Section XProcessing Plant Processing of egg products LA
Eggs and Egg Products Annex III, Section XLiquid egg plant Handling of unprocessed egg contents after removal of shell LA
Frogs Legs and SnailsAnnex III, Section XIProcessing PlantSlaughter and ProcessingLA
Rendered animal fats and greavesAnnex III, Section XIIStorageIntermediate storage of rendered animal fats and greavesLA (FSS if co-located with Slaughter or Cutting)
Treated stomachs, bladders and intestines (Processing Plant)Annex III, Section XIIIProcessing PlantProcessing of treated stomachs, bladders and intestinesLA (FSS if co-located with Slaughter or Cutting)
Gelatine Annex III, Section XIVProcessing Plant Processing of gelatineLA (FSS if co-located with Slaughter or Cutting)
GelatineAnnex III, Section XIVCollection Centre / TanneryAuthorisation - not approvalLA (FSS if co-located with Slaughter or Cutting) 
Collagen Annex III, Section XVProcessing PlantProcessing of collagenLA (FSS if co-located with Slaughter or Cutting)
Collagen Annex III, Section XVCollection Centre / TanneryAuthorisation - not approvalLA (FSS if co-located with Slaughter or Cutting) 
Highly Refined ProductsAnnex III, Section XVIProcessing PlantProduction and processing of highly refined POAOLA
General POAON/A Cold store Storage of products of animal origin LA (FSS if co-located with Slaughter or Cutting) 
General POAO N/AWholesale MarketEstablishment that includes separate sub-units operating independently as food business, but sharing common facilitiesLA 
General POAON/ARe-wrapping and re-packaging Establishment Re-wrapping and re-packaging of products of animal origin LA (FSS if co-located with Slaughter or Cutting) 
General POAON/ARe- packaging Establishment Re-packaging of products of animal origin LA (FSS if co-located with Slaughter or Cutting) 
General POAON/AReefer VesselStorage of products of animal originLA

Table 2. Maximum amounts considered as small quantities for individual products of animal origin.

ProductsMaximum amounts
MilkNot applicable in Scotland
Eggs

Less than 360 eggs (i.e. less than one full case) per week. 

Note: This exemption only applies to the producer supplying directly to the final consumer from the farm and farmers markets and door to door.

If the producer sells the eggs, to other food businesses (e.g. local shops, restaurants or bakeries etc.), they must first be graded as Class A; and, therefore, the establishment must be approved and authorised as a packing centre for activity unless they meet the exemption in Regulation (EC) 853/2004, Article 5 (b) (ii).

Fishery productsUp to 25 tonnes in a calendar year
Live Bivalve Molluscs

Up to 25 tonnes in a calendar year, but subject to maximum limits for individual species as set out below: 

  • Cockles - 25 tonnes
  • Oysters - 5 tonnes
  • King Scallops - 10 tonnes
  • Queen Scallops - 10 tonnes
  • Mussels - 20 tonnes
  • Other Live Bivalve Molluscs – 10 tonnes
  • Marine Gastropods – 20 tonnes 

Table 3. Situations where a change in FBO, between different business entities, requires a new approval or where the approval can be retained are detailed below.

Existing FBO (as per approval documentation)Change of FBO (in each case assuming no other changes to the business)Approval statusCommentsRe-approval required
Sole trader, Partnership or incorporated company (e.g. Ltd, PLC, etc.)Different sole trader, partnership or incorporated company takes overExpiresDiscontinuation of operator/sYes
Limited CompanyCompany take over or buy-out. Limited Company remains the sameRetainedContinuation of operatorNo
Sole trader or PartnershipCompany incorporated (and registered), Sole trader or partner/s becomes Director/sExpiresCreation of a Company so the company is responsible not the individual/s Yes
Sole traderCreation of a partnership where the sole trader is one of the partnersRetainedContinuation of operator No
PartnershipDissolved and one of the partners takes over sole ownership and becomes a sole traderRetainedContinuation of operator No
PartnershipNew partner joins or a partner leaves (also refer to dissolved partnership) as long as there is a continuation of at least one partnerRetainedContinuation of operator/sNo
Incorporated companyCompany goes into administration and is being run as a going concern by the administratorsRetainedContinuation of operator/sNo
Incorporated company in administrationCompany taken over from administrators by a different sole trader, partnership or incorporated companyExpiresDiscontinuation of operator/sYes
Sole trader, Partnership or Incorporated companyBankruptcy, insolvency or in liquidation (wound up / dissolved)ExpiresDiscontinuation of operator/s, approval expiresN/A

Other business types such as cooperatives, registered charities and other specialised types of organisations will need to be treated on a case by case basis to identify the change in natural person or legal person required to be compliant with food law within the food business under their control. When unsure the CA should seek legal advice.

Table 4. Enforcement Responsibilities at FSS Approved Establishments.

Approval ProcessLocal AuthorityFood Standards ScotlandComments
Regulation (EC) 853/2004NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Hygiene RegulationsLocal AuthorityFood Standards ScotlandComments
Regulation (EC) 852/2004NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Regulation (EC) 853/2004NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Regulation (EC) 2073/2005NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Regulation (EU) 2015/1375NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Regulation (EU) 2019/624NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Regulation (EU) 2017/625NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Regulation (EU) 2019/625NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Regulation (EU) 2019/627NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
Regulation (EU)2019/628NoYesRegulation 5 (2) of Food Hygiene (Scotland) Regulations 2006
SamplingLocal AuthorityFood Standards ScotlandComments
Microbiological criteria NoYesRegulation (EC) 2073/2005
Contaminants in FoodYesNoEnforced by Food Authority as defined in Section 5(2) of Food Safety Act 1990
TraceabilityLocal AuthorityFood Standards ScotlandComments
Regulation (EC) 178/2002YesYesSee Regulations 3 and 6 of General Food Regulations 2004
Regulation (EU) 931/2011NoYesCommission Implementing Regulation (EU) No 931/2011 of 19 September 2011 on the traceability requirements set by Regulation (EC) No 178/2002 
Food InformationLocal AuthorityFood Standards ScotlandComments
Food Information (Scotland) Regulations 2014YesNoEnforced by Food Authority as defined in Section 5(2) of Food Safety Act 1990
Country of Origin NoYes

The Country Of Origin Of Certain Meats (Scotland) Regulations 2016

Regulation (EU) 1169/2011

Commission Implementing Regulation (EU) No. 1337/2013

Identification Mark/Health MarkNoYesRegulation (EC) 853/2004
Beef and Veal LabellingNoNoEnforced by Scottish Government
CompositionLocal AuthorityFood Standards ScotlandComments
Food Additives, Flavourings, Enzymes and Extraction Solvents (Scotland) RegulationsYesNoEnforced by Food Authority as defined in Section 5(2) of Food Safety Act 1990
Material in contact with FoodLocal AuthorityFood Standards ScotlandComments
Materials and Articles in Contact with FoodYesNoEnforced by Food Authority as defined in Section 5(2) of Food Safety Act 1990
WasteLocal AuthorityFood Standards ScotlandComments
Waste – ABP in slaughterhouses, AGHEs and cutting plantsNoYes

The Animal By-Products (Enforcement) (Scotland) Regulations 2013;

Regulation (EC) 1069/2009

TSELocal AuthorityFood Standards ScotlandComments
TSE controls in slaughterhouses and cutting plantsNoYes

The Transmissible Spongiform Encephalopathies (Scotland) Regulations 2010

Regulation (EC) 999/2001

Animal WelfareLocal AuthorityFood Standards ScotlandComments
Welfare of animals at the time of killingNoYes

The Welfare Of Animals At The Time Of Killing (Scotland) Regulations 2012

Regulation (EC) 1099/2009

The Mandatory Use of Closed Circuit Television in Slaughterhouses (Scotland) Regulations 2020

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